Kernel mode preemption - linux

I understand new linux kernel allow kernel space threads to be pre-empted.
Can someone briefly explain how pre-empting works when executing in kernel mode?
So, when a system call is made, a software interrupt will switch the thread into kernel mode and it will run whats necessary.
Now, lets say its time slice is up - and another user thread runs and it also wants to execute in kernel space. (Or it could be a h/w interrupt).
How does the kernel maintain the integrity of any structures that it was modifying for T1 when it got interrupted?

The Linux kernel protects its data structures the same way as anything that runs in a multithreaded environment.
It will likely use some sort of lock to protect data structures that must be accessed atomically. Usually, these include spinlocks, mutexes and semaphores.
There are also functions that disable preemption but this isn't normally used explicitly since locking code will take care of this implicitly.

Can someone briefly explain how pre-empting works when executing in kernel mode?
It works just like any other context switch. When an interrupt happens in pre-emptible code the CPU jumps to the corresponding interrupt handler and leaves some info on the stack (typically the RIP/CS/EFLAGS/RSP/SS registers of the interrupted task) to be able to return to the pre-empted task later.
So, when a system call is made, a software interrupt will switch the thread into kernel mode and it will run whats necessary. Now, lets say its time slice is up - and another user thread runs and it also wants to execute in kernel space. (Or it could be a h/w interrupt). How does the kernel maintain the integrity of any structures that it was modifying for T1 when it got interrupted?
Let's call the first (the pre-empted) task T1 and the new task T2. If T1 was accessing some data structures, then T1 had to acquire the locks first. All of the kernel's data structures that could possibly be accessed by multiple threads concurrently are protected by locks (almost). If T2 tried to access the same data structure, then it will fail to acquire the lock since T1 still has it, as a result T2 will block and give the CPU back to another task. After some time T1 will start executing again, release its locks, sleep again, switch back to T2, T2 acquires the lock, does its thing, releases the lock, etc.
If multiple threads try to access the same protected data concurrently, only the first thread will get access typically, all the other threads will have to wait.

Related

Context switch between kernel threads vs user threads

Copy pasted from this link:
Thread switching does not require Kernel mode privileges.
User level threads are fast to create and manage.
Kernel threads are generally slower to create and manage than the user threads.
Transfer of control from one thread to another within the same process requires a mode switch to the Kernel.
I never came across these points while reading standard operating systems reference books. Though these points sound logical, I wanted to know how they reflect in Linux. To be precise :
Can someone give detailed steps involved in context switching between user threads and kernel threads, so that I can find the step difference between the two.
Can someone explain the difference with actual context switch example or code. May be system calls involved (in case of context switching between kernel threads) and thread library calls involved (in case of context switching between user threads).
Can someone link me to Linux source code line (say on github) handling context switch.
I also doubt why context switch between kernel threads requires changing to kernel mode. Aren't we already in kernel mode for first thread?
Can someone give detailed steps involved in context switching between user threads and kernel threads, so that I can find the step difference between the two.
Let's imagine a thread needs to read data from a file, but the file isn't cached in memory and disk drives are slow so the thread has to wait; and for simplicity let's also assume that the kernel is monolithic.
For kernel threading:
thread calls a "read()" function in a library or something; which must cause at least a switch to kernel code (because it's going to involve device drivers).
the kernel adds the IO request to the disk driver's "queue of possibly many pending requests"; realizes the thread will need to wait until the request completes, sets the thread to "blocked waiting for IO" and switches to a different thread (that may belong to a completely different process, depending on global thread priorities). The kernel returns to the user-space of whatever thread it switch to.
later; the disk hardware causes an IRQ which causes a switch back to the IRQ handler in kernel code. The disk driver finishes up the work it had to do the for (currently blocked) thread and unblocks that thread. At this point the kernel might decide to switch to the "now unblocked" thread; and the kernel returns to the user-space of the "now unblocked" thread.
For user threading:
thread calls a "read()" function in a library or something; which must cause at least a switch to kernel code (because it's going to involve device drivers).
the kernel adds the IO request to the disk driver's "queue of possibly many pending requests"; realizes the thread will need to wait until the request completes but can't take care of that because some fool decided to make everything worse by doing thread switching in user space, so the kernel returns to user-space with "IO request has been queued" status.
after the pointless extra overhead of switching back to user-space; the user-space scheduler does the thread switch that the kernel could have done. At this point the user-space scheduler will either tell kernel it has nothing to do and you'll have more pointless extra overhead switching back to kernel; or user-space scheduler will do a thread switch to another thread in the same process (which may be the wrong thread because a thread in a different process is higher priority).
later; the disk hardware causes an IRQ which causes a switch back to the IRQ handler in kernel code. The disk driver finishes up the work it had to do for the (currently blocked) thread; but the kernel isn't able to do the thread switch to unblock the thread because some fool decided to make everything worse by doing thread switching in user space. Now we've got a problem - how does kernel inform the user-space scheduler that the IO has finished? To solve this (without any "user-space scheduler running zero threads constantly polls kernel" insanity) you have to have some kind of "kernel puts notification of IO completion on some kind of queue and (if the process was idle) wakes the process up" which (on its own) will be more expensive than just doing the thread switch in the kernel. Of course if the process wasn't idle then code in user-space is going to have to poll its notification queue to find out if/when the "notification of IO completion" arrives, and that's going to increase latency and overhead. In any case, after lots of stupid pointless and avoidable overhead; the user-space scheduler can do the thread switch.
Can someone explain the difference with actual context switch example or code. May be system calls involved (in case of context switching between kernel threads) and thread library calls involved (in case of context switching between user threads).
The actual low-level context switch code typically begins with something like:
save whichever registers are "caller preserved" according to the calling conventions on the stack
save the current stack top in some kind of "thread info structure" belonging to the old thread
load a new stack top from some kind of "thread info structure" belonging to the new thread
pop whichever registers are "caller preserved" according to the calling conventions
return
However:
usually (for modern CPUs) there's a relatively large amount of "SIMD register state" (e.g. for 80x86 with support for AVX-512 I think it's over 4 KiB of of stuff). CPU manufacturers often have mechanisms to avoid saving parts of that state if it wasn't changed, and to (optionally) postpone the loading of (pieces of) that state until its actually used (and avoid it completely if its not actually used). All of that requires kernel.
if it's a task switch and not just used for thread switches you might need some kind of "if virtual address space needs to change { change virtual address space }" on top of that
normally you want to keep track of statistics, like how much CPU time a thread has used. This requires some kind of "thread_info.time_used += now() - time_at_last_thread_switch;"; which gets difficulty/ugly when "process switching" is separated from "thread switching".
normally there's other state (e.g. pointer to thread local storage, special registers for performance monitoring and/or debugging, ...) that may need to be saved/loaded during thread switches. Often this state is not directly accessible in user code.
normally you also want to set a timer to expire when the thread has used too much time; either because you're doing some kind of "time multiplexing" (e.g. round-robin scheduler) or because its a cooperating scheduler where you need to have some kind of "terminate this task after 5 seconds of not responding in case it goes into an infinite loop forever" safe-guard.
this is just the low level task/thread switching in isolation. There is almost always higher level code to select a task to switch to, handle "thread used too much CPU time", etc.
Can someone link me to Linux source code line (say on github) handling context switch
Someone probably can't. It's not one line; it's many lines of assembly for each different architecture, plus extra higher-level code (for timers, support routines, the "select a task to switch to" code, for exception handlers to support "lazy SIMD state load", ...); which probably all adds up to something like 10 thousand lines of code spread across 50 files.
I also doubt why context switch between kernel threads requires changing to kernel mode. Aren't we already in kernel mode for first thread?
Yes; often you're already in kernel code when you find out that a thread switch is needed.
Rarely/sometimes (mostly only due to communication between threads belonging to the same process - e.g. 2 or more threads in the same process trying to acquire the same mutex/semaphore at the same time; or threads sending data to each other and waiting for data from each other to arrive) kernel isn't involved; and in some cases (which are almost always massive design failures - e.g. extreme lock contention problems, failure to use "worker thread pools" to limit the number of threads needed, etc) it's possible for this to be the dominant cause of thread switches, and therefore possible that doing thread switches in user space can be beneficial (e.g. as a work-around for the massive design failures).
Don't limit yourself to Linux or even UNIX, they are neither the first nor last word on systems or programming models. The synchronous execution model dates back to the early days of computing, and are not particularly well suited to larger scale concurrent and reactive programming.
Golang, for example, employs a great many lightweight user threads -- goroutines -- and multiplexes them on a smaller set of heavyweight kernel threads to produce a more compelling concurrency paradigm. Some other programming systems take similar approaches.

Why is interrupt disabled between spin_lock and spin_unlock in Linux?

I was reading the implementation of Linux semaphores. Due to atomicity, signal and wait (up and down in the source code) use spin locks. Then I saw Linux disabled interrupt in spin_lock_irqsave and reenabled interrupt in spin_unlock. This confused me. In my opinion, there is really no point disabling interrupt within a critical section.
For example, proc A (currently active) acquired the lock, proc B (blocked) is waiting for the lock and proc C is doing some unrelated stuff. It makes perfect sense to context switch to C within the critical section between A and B. Even if C also tries to acquire the lock, since the lock is already locked by A, the result would be C being blocked and A resuming execution.
Therefore, I don't know why Linux decided to disable interrupt within critical sections guarded by spin locks. It probably won't cause any problems but seems like a redundant operation to me.
Allow me to start off with a disclaimer that I am not a Linux expert, so my answer may not be the most accurate. Please point out any flaws and problems that you may find.
Imagine if some shared data is used by various parts of the kernel, including operations such as interrupt handlers that need to be fast and cannot block. Let's say system call foo is currently active and has acquired a lock to use/access shared data bar, and interrupts are not disabled when/before acquiring said lock.
Now a (hardware) interrupt handler, e.g. the keyboard, kicks in and also needs access to bar (hardware interrupts have higher priority than system calls). Since bar is currently being locked by syscall foo, the interrupt handler cannot do anything. Interrupt handlers do need to be fast & not be blocked though, so they just keep spinning while trying to acquire the lock, which would cause a deadlock (i.e. system freeze) since syscall foo never gets a chance to finish and release its lock.
If you disable interrupts before trying to acquire the lock in foo, though, then foo will be able to finish up whatever it's doing and ultimately release the lock (and restore interrupts). Any interrupts trying to come in while foo holds the spinlock will be left on the queue, and will be able to start when the lock is released. This way, you won't run into the problem described above. However, care must also be taken to ensure that the lock for bar is held for as short as possible, so that other higher priority operations can take over whenever required.
The answer is very simple: There is no way for the thread that tries to acquire a lock, to know if the ISR that will interrupt it, will try to acquire the same lock. If that will happen, the ISR will spin forever on that same lock and the system will deadlock.
But what if an interrupt wants to signal a waiting thread ? Or want to test the sempahore value ? The irq disabling is not here to prevent context switch between two process, but to protect from irq. It's all in the comment at the beginning of the file :
/*
* Some notes on the implementation:
*
* The spinlock controls access to the other members of the semaphore.
* down_trylock() and up() can be called from interrupt context, so we
* have to disable interrupts when taking the lock. It turns out various
* parts of the kernel expect to be able to use down() on a semaphore in
* interrupt context when they know it will succeed, so we have to use
* irqsave variants for down(), down_interruptible() and down_killable()
* too.
*
* The ->count variable represents how many more tasks can acquire this
* semaphore. If it's zero, there may be tasks waiting on the wait_list.
*/

suspendThread in windows

Keeping my question short... i am writing simulation for a RTOS. As usual the main problem comes with context switch simulation. In case of interrupts it is really becoming hard not to deviate from 'Good' coding guidelines.
Say Task A is running and user application is calculating its harmless private stuff which will run for a long time. during this task A, an interrupt X is supposed to occur. (hint: task A has nothing to do with triggering this interrupt X)... now how do i perform context switch from Task A to interrupt X handler?
My current implementation is based on a context thread that waits till some context switch is requested; an interrupt controller thread that can generate interrupts if someone request interrupt triggering; and a main thread that is running Task A. Now i use interrupt controller thread to generate a new thread for interrupt X and then request context thread to do the context switch. Context thread Suspends Task A main thread and resumes interrupt X handler thread. At the end of interrupt X handler thread, Task A main thread is resumed..
[Edit] just to clarify, i already know suspending and terminating threads from outside is really bad. That is why i asked this question. Plus please don't recommend using event etc. for controlling Task A. it is user application code and i can't control it. He can even use while(1){} if he wants...
I suspect that you can't do what you want to do in that way.
You mentioned that suspending a thread from outside is really bad. The reason is that you have no idea what the thread is doing when you suspend it. It's impossible to know whether the thread currently owns a mutex; if it does then any other thread that tries to access the same mutex is going to deadlock.
You have the problem that the runtime being used by the threads that might be suspended is the same as the one being used by the supervisor. That means there are many potential such deadlocks between the supervisor and the other threads.
In a real environment (i.e. not a simulator), the operating system kernel can suspend threads because there are checks in place to ensure that these deadlocks can't happen. I don't know the details, but it probably involves masking interrupts at certain critical points, and probably not sharing the same mutexes between user-mode code and critical parts of the kernel scheduler. (In your case that would mean your scheduler could not use any of the same OS API functions, either directly or indirectly, as are allowed to be used by the user threads, in case they involve mutexes. This of course would be virtually impossible to achieve.)
The reason I asked in a comment whether you have any control over the user code compiler is that if you controlled the compiler then you could arrange for the user code to effectively mask interrupts for the duration of each instruction and only yield to another thread at well-defined points between instructions. This is how it is done in a control system that I work on.
The other aspect is platform dependence. In Linux and other unix-like operating systems, you have signals, which are like user-mode interrupts. You could potentially use signals to emulate context switching, although you would still have the same problem with mutexes. There is absolutely no equivalent on Windows (as far as I know) precisely because of the problem already stated. The nearest thing is an asynchronous procedure call, but this will run only when the thread has put itself into an alertable wait state (which means the thread is in a deterministic state and is now safe to interrupt).
I think you are going to have to re-think the whole concept so that your supervisory thread has the sort of privileged control above the user threads that the OS has in a non-emulated environment. That will probably involve replacing the compiler or the run-time libraries, or both, with something of your own making.

Internals of a Linux system call

What happens (in detail) when a thread makes a system call by raising interrupt 80? What work does Linux do to the thread's stack and other state? What changes are done to the processor to put it into kernel mode? After running the interrupt handler, how is control restored back to the calling process?
What if the system call can't be completed quickly: e.g. a read from disk. How does the interrupt handler relinquish control so that the processor can do other stuff while data is being loaded and how does it then obtain control again?
A crash course in kernel mode in one stack overflow answer
Good questions! (Interview questions?)
What happens (in detail) when a
thread makes a system call by raising
interrupt 80?
The int $80 operation is vaguely like a function call. The CPU "takes a trap" and restarts at a known address in kernel mode, typically with a different MMU mode as well. The kernel will save many of the registers, though it doesn't have to save the registers that a program would not expect an ordinary function call to save.
What work does Linux do to the
thread's stack and other state?
Typically an OS will save registers that the ABI promises not to change during procedure calls. The stack will stay the same; the kernel will run on a per-thread kernel stack rather than the per-thread user stack. Naturally some state will change, otherwise there would be no reason to do the system call.
What changes are done to the
processor to put it into kernel mode?
This is usually entirely automatic. The CPU has, generically, a software-interrupt instruction that is a bit like a functional-call operation. It will cause the switch to kernel mode under controlled conditions. Typically, the CPU will change some sort of PSW protection bit, save the old PSW and PC, start at a well-known trap vector address, and may also switch to a different memory management protection and mapping arrangement.
After running the interrupt handler,
how is control restored back to the
calling process?
There will be some sort of "return from interrupt" or "return from trap" instruction, typically, that will act a bit like a complicated function-return instruction. Some RISC processors did very little automatically and required specific code to do the return and some CISC processors like x86 have (never-really-used) instructions that would execute dozens of operations documented in pages of architecture-manual pseudo-code for capability adjustments.
What if the system call can't be
completed quickly: e.g. a read from
disk. How does the interrupt handler
relinquish control so that the
processor can do other stuff while
data is being loaded and how does it
then obtain control again?
The kernel itself is threaded much like a threaded user program is. It just switches stacks (threads) and works on someone else's process for a while.
To answer the last part of the question - what does the kernel do if the system call needs to sleep -
After a system call, the kernel is still logically running in the context of the same task that made the system call - it's just in kernel mode rather than user mode - it is NOT a separate thread and most system calls do not invoke logic from another task/thread. What happens is that the system call calls wait_event, or wait_event_timeout or some other wait function, which adds the task to a list of tasks waiting for something, then puts the task to sleep, which changes its state, and calls schedule() to relinquish the current CPU.
After this the task cannot be run again until it gets woken up, typically by another task (kernel task, etc) or interrupt handler calling a wake* function which will wake up the task(s) sleeping waiting for that particular event, which means the scheduler will soon schedule them again.
It's worth noting that userspace tasks (i.e. threads) are only one type of task and there are a few others internal to the kernel which can do work as well - these are kernel threads and bottom half handlers / tasklets / task queues etc. Work which doesn't belong to any particular userspace process (for example network handling e.g. responding to pings) gets done in these. These tasks are allowed to go to sleep, unlike interrupts (which should not invoke the scheduler)
http://tldp.org/LDP/khg/HyperNews/get/syscall/syscall86.html
This should help people who seek for answers to what happens when the syscall instruction is executed which transfers the control to the kernel (user mode to kernel mode). This is based upon x86_64 architecture.
https://0xax.gitbooks.io/linux-insides/content/SysCall/syscall-2.html

what is a reentrant kernel

What is a reentrant kernel?
Much simpler answer:
Kernel Re-Entrance
If the kernel is not re-entrant, a process can only be suspended while it is in user mode. Although it could be suspended in kernel mode, that would still block kernel mode execution on all other processes. The reason for this is that all kernel threads share the same memory. If execution would jump between them arbitrarily, corruption might occur.
A re-entrant kernel enables processes (or, to be more precise, their corresponding kernel threads) to give away the CPU while in kernel mode. They do not hinder other processes from also entering kernel mode. A typical use case is IO wait. The process wants to read a file. It calls a kernel function for this. Inside the kernel function, the disk controller is asked for the data. Getting the data will take some time and the function is blocked during that time.
With a re-entrant kernel, the scheduler will assign the CPU to another process (kernel thread) until an interrupt from the disk controller indicates that the data is available and our thread can be resumed. This process can still access IO (which needs kernel functions), like user input. The system stays responsive and CPU time waste due to IO wait is reduced.
This is pretty much standard for today's desktop operating systems.
Kernel pre-emption
Kernel pre-emption does not help in the overall throughput of the system. Instead, it seeks for better responsiveness.
The idea here is that normally kernel functions are only interrupted by hardware causes: Either external interrupts, or IO wait cases, where it voluntarily gives away control to the scheduler. A pre-emptive kernel instead also interrupts and suspends kernel functions just like it would interrupt processes in user mode. The system is more responsive, as processes e.g. handling mouse input, are woken up even while heavy work is done inside the kernel.
Pre-emption on kernel level makes things harder for the kernel developer: The kernel function cannot be suspended only voluntarily or by interrupt handlers (which are somewhat a controlled environment), but also by any other process due to the scheduler. Care has to be taken to e.g. avoid deadlocks: A thread locks resource A but needing resource B is interrupted by another thread which locks resource B, but then needs resource A.
Take my explanation of pre-emption with a grain of salt. I'm happy for any corrections.
All Unix kernels are reentrant. This means that several processes may be executing in Kernel Mode at the same time. Of course, on uniprocessor systems, only one process can progress, but many can be blocked in Kernel Mode when waiting for the CPU or the completion of some I/O operation. For instance, after issuing a read to a disk on behalf of a process, the kernel lets the disk controller handle it and resumes executing other processes. An interrupt notifies the kernel when the device has satisfied the read, so the former process can resume the execution.
One way to provide reentrancy is to write functions so that they modify only local variables and do not alter global data structures. Such functions are called reentrant functions . But a reentrant kernel is not limited only to such reentrant functions (although that is how some real-time kernels are implemented). Instead, the kernel can include nonreentrant functions and use locking mechanisms to ensure that only one process can execute a nonreentrant function at a time.
If a hardware interrupt occurs, a reentrant kernel is able to suspend the current running process even if that process is in Kernel Mode. This capability is very important, because it improves the throughput of the device controllers that issue interrupts. Once a device has issued an interrupt, it waits until the CPU acknowledges it. If the kernel is able to answer quickly, the device controller will be able to perform other tasks while the CPU handles the interrupt.
Now let's look at kernel reentrancy and its impact on the organization of the kernel. A kernel control path denotes the sequence of instructions executed by the kernel to handle a system call, an exception, or an interrupt.
In the simplest case, the CPU executes a kernel control path sequentially from the first instruction to the last. When one of the following events occurs, however, the CPU interleaves the kernel control paths :
A process executing in User Mode invokes a system call, and the corresponding kernel control path verifies that the request cannot be satisfied immediately; it then invokes the scheduler to select a new process to run. As a result, a process switch occurs. The first kernel control path is left unfinished, and the CPU resumes the execution of some other kernel control path. In this case, the two control paths are executed on behalf of two different processes.
The CPU detects an exception-for example, access to a page not present in RAM-while running a kernel control path. The first control path is suspended, and the CPU starts the execution of a suitable procedure. In our example, this type of procedure can allocate a new page for the process and read its contents from disk. When the procedure terminates, the first control path can be resumed. In this case, the two control paths are executed on behalf of the same process.
A hardware interrupt occurs while the CPU is running a kernel control path with the interrupts enabled. The first kernel control path is left unfinished, and the CPU starts processing another kernel control path to handle the interrupt. The first kernel control path resumes when the interrupt handler terminates. In this case, the two kernel control paths run in the execution context of the same process, and the total system CPU time is accounted to it. However, the interrupt handler doesn't necessarily operate on behalf of the process.
An interrupt occurs while the CPU is running with kernel preemption enabled, and a higher priority process is runnable. In this case, the first kernel control path is left unfinished, and the CPU resumes executing another kernel control path on behalf of the higher priority process. This occurs only if the kernel has been compiled with kernel preemption support.
These information available on http://jno.glas.net/data/prog_books/lin_kern_2.6/0596005652/understandlk-CHP-1-SECT-6.html
More On http://linux.omnipotent.net/article.php?article_id=12496&page=-1
The kernel is the core part of an operating system that interfaces directly with the hardware and schedules processes to run.
Processes call kernel functions to perform tasks such as accessing hardware or starting new processes. For certain periods of time, therefore, a process will be executing kernel code. A kernel is called reentrant if more than one process can be executing kernel code at the same time. "At the same time" can mean either that two processes are actually executing kernel code concurrently (on a multiprocessor system) or that one process has been interrupted while it is executing kernel code (because it is waiting for hardware to respond, for instance) and that another process that has been scheduled to run has also called into the kernel.
A reentrant kernel provides better performance because there is no contention for the kernel. A kernel that is not reentrant needs to use a lock to make sure that no two processes are executing kernel code at the same time.
A reentrant function is one that can be used by more than one task concurrently without fear of data corruption. Conversely, a non-reentrant function is one that cannot be shared by more than one task unless mutual exclusion to the function is ensured either by using a semaphore or by disabling interrupts during critical sections of code. A reentrant function can be interrupted at any time and resumed at a later time without loss of data. Reentrant functions either use local variables or protect their data when global variables are used.
A reentrant function:
Does not hold static data over successive calls
Does not return a pointer to static data; all data is provided by the caller of the function
Uses local data or ensures protection of global data by making a local copy of it
Must not call any non-reentrant functions

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